News & Analysis as of

Subject Matter Experts (SMEs) Compliance

The Volkov Law Group

The Importance of Line-of-Sight to Ethics and Compliance

The Volkov Law Group on

It is hard to follow all the news, events and political trends across the globe.  To the regular observer, the ability to identify, measure and respond to evolving risks has become more chaotic and near impossible.  Risks are...more

The Volkov Law Group

CCOs and Expertise in Risk Management

The Volkov Law Group on

Chief compliance officers (CCOs) are talented professionals.  As Donna Boehme always emphasizes, CCOs are subject matter experts (SMEs) in compliance risks, controls and mitigation.  CCOs focus on legal and compliance risks...more

Thomas Fox - Compliance Evangelist

AI in Compliance – Strategies for AI Implementation

This week, I am writing a blog post series based upon the MIT Sloan Management Review Special Report: Making Good on the Promise of AI. Today, I want to consider the article People and Machines: Partners in Innovation by...more

Thomas Fox - Compliance Evangelist

The Marriage of Independent Monitors and C&E Programs

This year is the 15th anniversary of Affiliated Monitors, Inc. (AMI). Next week I am running a five-part podcast series on the history of AMI and the sweep of history in the rise of independent monitors as well as the...more

The Volkov Law Group

Behavioral Studies and Compliance

The Volkov Law Group on

I am not a cynic when it comes to looking at the latest “fads” in compliance. Please do not get me wrong. Compliance is a fast-evolving field that is quickly moving beyond the limited perspective of legal into a new...more

Thomas Fox - Compliance Evangelist

The Red Baron and Compliance Centers of Excellence

A CCoE should have areas, which the Horizon Group identified in its blog post “What is a Center of Excellence”. First it should offer support to the compliance function’s customer, company employees, third parties and other...more

Thomas Fox - Compliance Evangelist

Considerations When Hiring a Monitor

What are the considerations a company should employ when retaining a corporate monitor? I recently put that question to Vincent L. DiCianni, founder and President of Affiliated Monitors, Inc. (AMI), and Eric R. Feldman,...more

Thomas Fox - Compliance Evangelist

Soft Skills in Remediation: Part I – The Gatekeepers

Many Chief Compliance Officers (CCOs) came to the position from the legal department, internal audit or another professional discipline. These professions are technically focused and their training provides little to no soft...more

Thomas Fox - Compliance Evangelist

Why Wells Fargo Needs Compliance Expertise on its Board

In a New York Times (NYT) Dealb%k article, entitled “Wells Fargo Vice Chairwoman to Succeed Departing Chairman”, Stacy Cowley reported that the Wells Fargo Board of Directors Chairperson, Stephen W. Sanger, will retire at the...more

Thomas Fox - Compliance Evangelist

FCPA Compliance Report-Episode 331, Chris Morton

In this episode, I visit with Chris Morton, the SVP, Marketing and Corporate Development for Navex, about the firm’s new resource for the Compliance Community, ComplianceNext.com. It is a free, compliance community driven...more

Thomas Fox - Compliance Evangelist

A Remarkable Listener Experience in Compliance

I listen to several podcasts each week and one of my favorites is ‘The Showrunner’ podcast, co-hosted by Jerod Morris and Jon Nastor. While the basic premise is a podcast about podcasting, I have found it to be much broader...more

Thomas Fox - Compliance Evangelist

Great Structures Week V – The Tacoma Narrow Bridge Failure and Preventing Failure in Your Compliance Program

I conclude my Great Structures Week with a focus on structural engineering failures: suspension bridges and the challenges of wind in their construction and maintenance. I am drawing these posts from The Great Courses...more

Thomas Fox - Compliance Evangelist

Great Structures Week III – The Roman Arch and Resourcing Your Compliance Program

I continue my Great Structures Week with focus on structural engineering innovations from ancient Rome. I am drawing these posts from The Teaching Company course, entitled “Understanding the World’s Greatest Structures:...more

13 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide