FCPA Compliance Report-Episode 331, Chris Morton
Chief compliance officers (CCOs) are talented professionals. As Donna Boehme always emphasizes, CCOs are subject matter experts (SMEs) in compliance risks, controls and mitigation. CCOs focus on legal and compliance risks...more
Businesses that decide to invest in an ERM-GRC risk management solution often fail at implementation. Why? There are many reasons, including: - Setup of the software goes over budget...more
This week, I am writing a blog post series based upon the MIT Sloan Management Review Special Report: Making Good on the Promise of AI. Today, I want to consider the article People and Machines: Partners in Innovation by...more
Buy-side decisions for transportation and logistics services are increasingly driven by both internal subject matter experts and their corporate procurement teams. The traditional procurement perspective yields certain...more
This year is the 15th anniversary of Affiliated Monitors, Inc. (AMI). Next week I am running a five-part podcast series on the history of AMI and the sweep of history in the rise of independent monitors as well as the...more
A CCoE should have areas, which the Horizon Group identified in its blog post “What is a Center of Excellence”. First it should offer support to the compliance function’s customer, company employees, third parties and other...more
What are the considerations a company should employ when retaining a corporate monitor? I recently put that question to Vincent L. DiCianni, founder and President of Affiliated Monitors, Inc. (AMI), and Eric R. Feldman,...more
Many Chief Compliance Officers (CCOs) came to the position from the legal department, internal audit or another professional discipline. These professions are technically focused and their training provides little to no soft...more
In a New York Times (NYT) Dealb%k article, entitled “Wells Fargo Vice Chairwoman to Succeed Departing Chairman”, Stacy Cowley reported that the Wells Fargo Board of Directors Chairperson, Stephen W. Sanger, will retire at the...more