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Suitability Requirements European Securities and Markets Authority (ESMA)

Latham & Watkins LLP

ESMA Consults on ESG-Related Amendments to Its Suitability Guidelines

Latham & Watkins LLP on

Proposed changes seek to reflect the integration of sustainability considerations into MiFID II. The European Securities and Markets Authority (ESMA) is consulting on updates to its Guidelines on the MiFID II suitability...more

A&O Shearman

EU-Wide Supervisory Focus on MiFID II Suitability Compliance

A&O Shearman on

The European Securities and Markets Authority has announced an EU-wide common supervisory action in 2020 on the application of the suitability requirements under the Markets in Financial Instruments Directive. National...more

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