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Suitability Violations

UB Greensfelder LLP

When It Comes To Suitability Violations, There Is No Flattening Of The Curve

UB Greensfelder LLP on

Let’s take a step back from Covid-19 news, for a moment, which, rightfully, has dominated the news and everyone’s collective conscience, and focus on something that has been pervasive in the broker-dealer world for much, much...more

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