News & Analysis as of

Swaps Dodd-Frank Wall Street Reform and Consumer Protection Act Financial Conduct Authority (FCA)

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest - Volume X, Issue 23

In This Issue: - Meeting of the SEC Advisory Committee on Small and Emerging Companies - FINRA Requests Comment on a Proposed Rule to Require Delivery of an Educational Communication to Customers of a Transferring...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review - November 18, 2013

CFTC Staff Issues Advisory on Transaction-Level Requirements in Certain Cross-Border Situations - On November 14, CFTC issued advisory on the applicability of Dodd-Frank transaction-level requirements to swaps between...more

Dechert LLP

Update on UK and European Regulatory Developments - October 2013

Dechert LLP on

The latest edition of Financial Services Europe and International Update from Dechert’s Financial Services Practice covers the most recent regulatory developments. In This Issue: - Part A – Regulation of Financial...more

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