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Third-Party Nasdaq

Lowenstein Sandler LLP

1st FCPA Case Under Biden Offers Compliance Reminders

Lowenstein Sandler LLP on

The first Foreign Corrupt Practices Act case under President Joe Biden's administration reinforces some well-known risks for companies subject to the FCPA — namely, increased U.S. and international enforcement and cooperation...more

Cooley LLP

Blog: CII Updates Its Best Practices For Proxy Access

Cooley LLP on

As proxy access bylaws have continued to proliferate—with 60% of the S&P 500 now having adopted some form of proxy access provisions—the Council of Institutional Investors has decided that the time is right to update its 2015...more

Wilson Sonsini Goodrich & Rosati

Important Reminders for the 2017 Proxy Season

The following are some important reminders and updates for the 2017 proxy season. Say-When-on-Pay - Required Vote in 2017 - The Securities and Exchange Commission (SEC) requires companies to conduct a...more

Kilpatrick

Nasdaq Requires Listed Company Disclosure of Third Party Compensation Agreements with Directors and Nominees

Kilpatrick on

Nasdaq has amended its listing rules to require listed companies to publicly disclose compensation or other payments by third parties to company directors or nominees for director. The new rule, which is designated as...more

Morrison & Foerster LLP

SEC Approves Nasdaq Rule Requiring Public Disclosure of Payments to Directors by Third Parties

In March 2016, the Nasdaq Stock Market LLC (“Nasdaq”) proposed new rules regarding disclosure of third-party compensation of directors. This third-party compensation, which may not be publicly disclosed, arises when a party...more

Fenwick & West LLP

NASDAQ Adopts Rule to Require Disclosure of Third Party Compensation of Directors

Fenwick & West LLP on

Nasdaq has released a new rule, Rule 5250(b)(3), which requires listed companies to disclose the material terms of all agreements and arrangements between entities other than the issuer (“Third Parties”) and directors or...more

Cooley LLP

Blog: Nasdaq Proposes “Golden Leash” Disclosure, But Will It Prohibit The Practice?

Cooley LLP on

At the end of January, Nasdaq filed with the SEC a rule proposal related to third-party compensation of directors in connection with their candidacy for and/or service on company boards, often referred to as “golden leash”...more

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