News & Analysis as of

Threshold Requirements Securities and Exchange Commission (SEC) Private Funds

Alston & Bird

SEC Streamlines Process for Verifying Accredited Investor Status for Certain 506(c) Offerings Based on Minimum Investment...

Alston & Bird on

Our Investment Funds Team reviews new Securities and Exchange Commission (SEC) guidance that allows certain issuers to simplify the subscription process for 506(c) offerings....more

Proskauer Rose LLP

Proskauer's Hedge Start: When Is SEC Registration Necessary?

Proskauer Rose LLP on

An initial question faced by any manager launching a hedge fund is whether or not registration as an investment adviser with the U.S. Secutiries and Exchange Commission (SEC) under the Investment Advisers Act of 1940, as...more

Lowenstein Sandler LLP

SEC Raises The Dollar Threshold For Qualified Clients

Lowenstein Sandler LLP on

What You Need To Know: Effective August 16, 2021, the Assets-Under-Management Test will increase to $1.1 million, and the Net Worth Test will increase to $2.2 million. On June 17, 2021, the U.S. Securities and...more

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