News & Analysis as of

Trade Market Abuse European Union

Katten Muchin Rosenman LLP

ESMA Publishes Final Report and Draft Technical Standards on New EU Market Abuse Rules

On September 28, the European Securities and Markets Authority (ESMA) published a final report (Report) containing draft regulatory technical standards (RTS) and implementing technical standards (ITS) on the new EU Market...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume X, Issue 38

SEC/CORPORATE - ISS Publishes Results of 2015–2016 Annual Global Policy Survey - On September 28, Institutional Shareholder Services (ISS), a leading proxy advisory firm, published the results of its 2015–2016...more

Cadwalader, Wickersham & Taft LLP

FCA and Ofgem Question Adequacy of Commodity Firms’ Compliance and Market Abuse Controls

In the most recent edition of its regular market conduct and transaction reporting-focused ‘Market Watch’ publication, the UK Financial Conduct Authority (“FCA”) provides a review of commodities firms’ compliance and...more

Katten Muchin Rosenman LLP

The CSMAD: Forthcoming Changes to EU Market Abuse and Insider Dealing Rules

On July 3, 2016, the European Union’s Market Abuse Regulation (MAR) will replace the EU’s Market Abuse Directive (MAD). The directive on criminal sanctions for insider dealing and market manipulation (CSMAD) will be...more

Katten Muchin Rosenman LLP

ESMA Publishes Technical Advice on New EU Market Abuse Regime

On February 3, the European Securities and Markets Authority (ESMA) published its final report to the European Commission (EC) with technical advice on possible new secondary legislation under the European Union’s Market...more

Morrison & Foerster LLP

European M+A News, Winter 2015

In This Issue: - Transactions Involving Digital Media in Europe: Know the Source - New Framework on Market Abuse in the European Union - Current Developments ..“Made in Germany” Attracts Foreign...more

Orrick - Finance 20/20

Legislative Resolution on the Market Abuse Regulation Adopted at First Reading by European Parliament

Orrick - Finance 20/20 on

In a press release published on September 10, the European Parliament announced that it had adopted a legislative resolution on the Market Abuse Regulation (MAR) in a plenary session. The legislative resolution will establish...more

Orrick - Finance 20/20

Council of the EU Announces Political Agreement on the Market Abuse Regulation (MAR)

On June 26, following long running negotiations, the Council of the EU announced a compromise with the European Parliament on the proposed MAR....more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review - July 1, 2013

Council of the EU Announces Political Agreement on the Market Abuse Regulation (MAR) - On June 26, following long running negotiations, the Council of the EU announced a compromise with the European Parliament on the...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review - February 4, 2013

In This Issue: *Financial Industry Developments - SEC Extends Exemptions for Security-Based Swaps - Fed Announces Release Dates for Results of Supervisory Stress Tests and CCAR - Rating Agency Developments...more

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