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Trade Repositories Credit Rating Agencies

A&O Shearman

European Securities and Markets Authority Publishes Follow-Up Report on Credit Rating Agency and Trade Repository Fees

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The European Securities and Markets Authority has published a follow-up report on its 2018 Thematic Report on the fees charged by credit rating agencies and trade repositories. ESMA directly supervises all CRAs and trade...more

A&O Shearman

Proposed EU Procedural Rules for Penalties Imposed on Third-Country CCPs, Trade Repositories and Credit Rating Agencies

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The European Securities and Markets Authority has launched a consultation on proposed procedural rules for penalties imposed on third-country CCPs, trade repositories and credit rating agencies. Responses are invited by...more

A&O Shearman

European Supervisory Authorities Publish Joint 2020 Work Programme

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The Joint Committee of the European Supervisory Authorities has published its 2020 work program, outlining revisions to the Joint Committee’s scope of work and the matters it will focus on in 2020. The Joint Committee...more

A&O Shearman

European Securities and Markets Authority Publishes 2020 Work Priorities

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The European Securities and Markets Authority has published its Annual Work Programme for 2020. The Work Programme sets out ESMA’s focus areas for 2020 and provides details of expected outputs within each of the areas. In...more

Orrick - Finance 20/20

ESMA Publishes Statement on No-Deal Brexit Contingency Plans of CRAs and Trade Repositories

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ESMA published a statement on the contingency plans of credit rating agencies (“CRAs“) and trade repositories (“TRs“) in the context of Brexit (ESMA80-187-149) on November 9....more

A&O Shearman

European Securities and Markets Authority Outlines 2018 Work Programme for Credit Rating Agencies, Trade Repositories and...

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The European Securities and Markets Authority has published a document combining its 2017 Annual Report and 2018 Work Programme in relation to Trade Repositories, Credit Rating Agencies and third-country Central...more

A&O Shearman

European Securities and Markets Authority Has Concerns on Fees Charged by Credit Rating Agencies and Trade Repositories

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The European Securities and Markets Authority has published a Thematic Report, following its supervisory review of the current fee structures in the credit rating and trade repository industries. The CRA Regulation requires...more

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