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Transcripts Securities and Exchange Commission (SEC)

Stark & Stark

AI Transcripts and Investment Advisers: Embracing Technology While Meeting SEC Requirements

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There has been a boom recently regarding investment advisers’ use of artificial intelligence (“AI”) to transcribe client and internal meetings. Among other applications, AI features such as Zoom AI Companion, Microsoft...more

Goodwin

Financial Services Weekly News - September 2015 #2

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Regulatory Developments: DOL Releases Transcripts of Fiduciary Standard Hearings - The Department of Labor (DOL) has released the transcripts of the hearings held by the agency in August on its proposed fiduciary...more

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