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Transparency Dark Pool

Robins Kaplan LLP

Your daily dose of financial news - The Brief – 9.15.16

Robins Kaplan LLP on

The Committee on Capital Markets Regulation—a nonprofit that represents execs from many of the US’s largest banks—will release a paper today arguing that the Fed illegally sidestepped the APA by adopting “central parts of its...more

Latham & Watkins LLP

SEC Proposes Enhanced Transparency and Oversight of Certain Alternative Trading Systems

Latham & Watkins LLP on

The proposal would subject ATSs that effect transactions in listed stocks to significant new disclosure and transparency requirements. On November 18, 2015, the US Securities and Exchange Commission (SEC) proposed rules...more

Proskauer - Corporate Defense and Disputes

SEC Proposes Rules To Enhance Transparency And Oversight Of Alternative Trading Systems

The SEC announced this week its proposal to substantially overhaul the rules regarding alternative trading systems (“ATS”), often referred to as dark pools. The proposed rules would require firms operating ATSs to make...more

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