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Transparency Security-Based Swaps

Hanzo

Understanding SEC Rule 18a-6: Navigating the New Landscape for SBSDs and MSBSPs

Hanzo on

The Securities and Exchange Commission (SEC) is tasked with creating and enforcing regulations that safeguard investors, promote fair and transparent markets, and facilitate capital formation. Recently, the SEC revised Rule...more

Orrick - Finance 20/20

SEC Adopts Additional Rules Related to Security-Based Swap Transaction Reporting

Orrick - Finance 20/20 on

On July 13, 2016, the Securities and Exchange Commission adopted rules focused on greater transparency in security-based swap transactions, relying on mandates in the Dodd-Frank Wall Street Reform and Consumer Protection Act....more

Morrison & Foerster LLP

Dodd-Frank at 4: Where do we go from here?

Where do we go from here? As we mark another milestone in regulatory reform with the fourth anniversary of the enactment of the Dodd-Frank Act, it strikes us that although most studies required to be undertaken by the Act...more

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