News & Analysis as of

Unpaid Overtime Financial Adviser

Fox Rothschild LLP

New Jersey Federal Court Finds Financial Advisers Exempt as Administrative Employees: A Trend?

Fox Rothschild LLP on

The issue of the exempt status of financial services employees has been explored in numerous cases for many years and in different parts of the country. Now, there is a new chapter to add to this saga. On February 28, 2017,...more

Carlton Fields

Second Circuit Denies JP Morgan’s Attempt To Force Arbitration

Carlton Fields on

The Second Circuit affirmed a New York district court ruling that found that the FINRA arbitration rules, one of which prohibits arbitration of putative or collective class actions, was incorporated within the subject...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide