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Variable Insurance Insurance Investment Products

Carlton Fields

Game Changing Fund of Fund Reforms Ahead

Carlton Fields on

On December 19, 2018, the SEC proposed rescinding most so-called fund of funds (FoF) exemptive orders and Rule 12d1-2 under the Investment Company Act of 1940 (Act) and replacing them with new Rule 12d1-4.1...more

Carlton Fields

SEC ‘Investor Experience Initiative’ Expressly Includes Variable Insurance Products

Carlton Fields on

The SEC, on June 5, announced that it would be exploring “modernization of the design, delivery and content of fund disclosures” in order “to improve the investor experience and help investors make more informed investment...more

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