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Voting Requirements Registered Investment Advisors

Tarter Krinsky & Drogin LLP

SEC Provides Supplemental Guidance On Voting Responsibilities Of Investment Advisers

On July 22, 2020, the Securities and Exchange Commission (SEC) amended its proxy solicitation rules regarding proxy advisers. In general, these amendments codify the SEC’s position that proxy adviser’s voting advice...more

Kramer Levin Naftalis & Frankel LLP

SEC Staff Issues No-action Letter Regarding In-person Voting Requirements for Registered Investment Company

Following a request from the Independent Directors Council (a registered investment company board advocacy group affiliated with the trade association Investment Company Institute), the SEC staff has provided relief from...more

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