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Charges Against Corporate Insiders Portend Vigorous Future SEC Enforcement of Section 16(a) and Beneficial Ownership Reporting...

On September 10, 2014, the SEC announced charges against 28 officers, directors and major shareholders, as well as six publicly-traded companies, for violating federal securities laws requiring insiders to promptly report...more

9/17/2014 - Beneficial Owner Corporate Officers Directors Enforcement Actions Insider Trading Publicly-Traded Companies Reporting Requirements SEC Shareholders Strategic Enforcement Plan

District Court’s Decision on Conflict Minerals Partially Overturned by Court of Appeals; SEC Stays Portion of Rule Determined to...

On April 14, 2014, the Court of Appeals for the D.C. Circuit issued its opinion on the challenge to the conflict minerals rule brought by the National Association of Manufacturers, among others. The district court previously...more

5/8/2014 - Conflict Mineral Rules First Amendment Manufacturers NAM SEC

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