News & Analysis as of September 24, 2024

European Union › Designated Contract Markets (DCMs)

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The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of WWII. The EU maintains a common currency as well as several intranational institutions, including the European Parliament and the European Commission. less -

European Digital Compliance: Key Digital Regulation & Compliance Developments - January 2023

Morrison & Foerster LLP on 1/10/2023

To help organizations stay on top of the main developments in European digital compliance, Morrison Foerster’s European Digital Regulatory Compliance team reports on some of the main topical digital regulatory and compliance...more

European Digital Compliance: Key Digital Regulation & Compliance Developments - April 2022

Morrison & Foerster LLP on 4/11/2022

To help organisations stay on top of the main developments in European digital compliance, Morrison & Foerster’s European Digital Regulatory Compliance team reports on some of the main European digital regulatory and...more

Privacy & Cybersecurity Update - April 2019

Skadden, Arps, Slate, Meagher & Flom LLP on 5/1/2019

In this month's Privacy & Cybersecurity Update, we examine several recent U.K.-related cybersecurity developments and the SEC's risk alert reminding investment advisers and broker-dealers to follow through on implementing...more

Orrick's Financial Industry Week In Review

Orrick, Herrington & Sutcliffe LLP on 1/19/2018

CFTC Approves Amendments to Rules on Intermediary Registration and Review of Adverse Actions - On January 9, 2018, the U.S. Commodity Futures Trading Commission (the "CFTC") approved final rules that update Parts 3 and 9...more

Orrick's Financial Industry Week In Review

Orrick, Herrington & Sutcliffe LLP on 10/6/2017

Agencies Propose Simplifying Regulatory Capital Rules - On September 27, 2017, the Federal Deposit Insurance Corporation, the Federal Reserve Board and the Office of the Comptroller of the Currency announced a proposed...more

Orrick's Financial Industry Week In Review

Orrick, Herrington & Sutcliffe LLP on 6/9/2017

Financial Industry Developments - Fee Rate Advisory #3 for Fiscal Year 2017 - On May 31, 2017, the Securities and Exchange Commission ("Commission") announced that starting July 4, 2017, the fee rates applicable to most...more

US Markets Granted Equivalence Status under EMIR

A&O Shearman on 8/11/2016

The European Securities and Markets Authority published a list of US designated contract markets considered equivalent to a regulated market in the European Union. The list is based on a Commission Implementing Decision...more

Bridging the Week - March 2016 #3

Katten Muchin Rosenman LLP on 3/22/2016

Industry Comments to Regulation AT Argue CFTC Proposed Rules Too Prescriptive; Registration and Source Code Requirements Particularly Objectionable - After declining multiple requests to extend the comment period that...more

CFTC Division of Market Oversight Holds Roundtable to Assess the Made Available to Trade Process

Cadwalader, Wickersham & Taft LLP on 7/21/2015

On Wednesday, July 15, 2015, the Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight (“DMO”) hosted a public roundtable to discuss the process to determine whether a swap must be executed on an...more

Corporate and Financial Weekly Digest - Volume IX, Issue 39

Katten Muchin Rosenman LLP on 10/6/2014

In this issse: - ISS Publishes Results of Annual Global Voting Policy Survey - FINRA Requests Comment on a Rule Proposal to Implement the Comprehensive Automated Risk Data System - NFA Issues Notice...more

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European Union › Designated Contract Markets (DCMs)

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