Lowenstein Sandler’s Investment Management Group is pleased to provide you with (i) a summary of recent legislative and regulatory developments that impact the investment management community; and (ii) checklists of year-end...more
In this issue:
- Nallengara to Replace Cross as Corp. Fin. Chief
- FINRA Rule Relating to Private Placements of Securities Effective December 3
- Additional Guidance on FINRA’s Suitability Rule
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