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Alternative Investment Fund Managers Directive (AIFMD) › Investment Adviser › Office of Compliance Inspections and Examinations

Stinson - Corporate & Securities Law Blog

Hedge Funds And Private Equity Groups On SEC Examination Priority List

Stinson - Corporate & Securities Law Blog on

The Office of Compliance Inspections and Examinations, or OCIE, administers the SEC’s nationwide examination and inspection program. The National Examination Program, or NEP, has published its examination priorities to...more

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