The latest edition of Financial Services Europe and International Update from Dechert’s Financial Services Practice covers the most recent regulatory developments.
In This Issue:
- Part A – Regulation of Financial...more
In this issue:
- Nallengara to Replace Cross as Corp. Fin. Chief
- FINRA Rule Relating to Private Placements of Securities Effective December 3
- Additional Guidance on FINRA’s Suitability Rule
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