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Katten Muchin Rosenman LLP

Bridging the Week - August 2015 #5

Katten Muchin Rosenman LLP on

Charles Schwab Fined US $2 Million by FINRA for Net Capital Deficiencies: Charles Schwab & Co. agreed to pay US $2 million to the Financial Industry Regulatory Authority to resolve allegations that it had net capital...more

Katten Muchin Rosenman LLP

Bridging the Week - August 2015 #3

Katten Muchin Rosenman LLP on

Hackers and Traders Charged by SEC and Department of Justice in International Securities Fraud Scheme - The computer servers of three major newswire companies were allegedly hacked as part of an elaborate illicit...more

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