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Administrative Law Judge (ALJ) Subprime Mortgages

Carlton Fields

In Flannery v. SEC, First Circuit Rebukes Commission, Signals Departure from Deferential Review

Carlton Fields on

On December 8, 2015, the U.S. Court of Appeals for the First Circuit ruled in Flannery v. SEC that the Securities and Exchange Commission lacked substantial evidence in finding securities law violations by two executives in...more

Morgan Lewis

CFPB Issues First Appellate Ruling

Morgan Lewis on

In affirming its own decision, the Consumer Financial Protection Bureau (CFPB) leaves few protections for targets in its administrative enforcement proceedings. If you are subject to a CFPB administrative proceeding, or...more

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