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Anti-Retaliation Provisions Financial Conduct Authority (FCA) United Kingdom

Hogan Lovells

New EU Whistleblowing Directive – what UK financial services firms need to know

Hogan Lovells on

On 7 October 2019, the Council of the European Union formally adopted a new Directive on the protection of persons who report breaches of Union law. The Directive was published in the Official Journal of the European Union on...more

Latham & Watkins LLP

CFTC Proposes New Enforcement Authority and Other Amendments in Its Whistleblower Program

Latham & Watkins LLP on

Mirroring existing SEC authority, the CFTC’s proposal would allow it to impose sanctions for retaliation against whistleblowers. On August 30, 2016, the US Commodity Futures Trading Commission (CFTC) published proposed...more

NAVEX

New UK Whistleblower Rules: A Roadmap

NAVEX on

Financial firms in the UK are grappling with new whistleblower requirements aimed at helping to prevent another financial crisis. And while many in the financial community are nervous about the new requirements, we believe...more

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