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Robins Kaplan LLP

Financial Litigation Insights - Fall 2013 Vol 5 No 3

Robins Kaplan LLP on

In This Issue: - Anticipating a FINRA Arbitration – What’s Next? ..Statements of Claim and Answer ..Selection of Arbitration Panel ..Initial Prehearing Conference ..Discovery ..Prehearing Exchange of...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - December 21, 2012

Katten Muchin Rosenman LLP on

In this issue: - Nallengara to Replace Cross as Corp. Fin. Chief - FINRA Rule Relating to Private Placements of Securities Effective December 3 - Additional Guidance on FINRA’s Suitability Rule - No-Action...more

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