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Attorney General Dark Pool

Dorsey & Whitney LLP

SEC, NYAG Sanction Three Dark Pools

Dorsey & Whitney LLP on

The SEC and the New York Attorney General announced settlements with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC centered on the operation of dark pool trading venues. In the Matter of Barclays Capital Inc.,...more

Robins Kaplan LLP

How New Litigation May Change "Dark Pool" Trading

Robins Kaplan LLP on

Last spring popular author Michael Lewis described the world of high-frequency stock trades and dark pools in his book, Flash Boys. Between then and now, the New York Attorney General (“NYAG”), a group of public investors,...more

Dorsey & Whitney LLP

Dark Pools, High Speed Trading and the NY AG’s Suit Against Barclays

Dorsey & Whitney LLP on

The New York Attorney General’s insider trading 2.0 investigation is apparently expanding. Initially the investigation concerned the limits of insider trading, pushing the issue into questions more akin to fairness and a...more

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