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Auction Securities and Exchange Commission (SEC)

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on EDGAR Hacking Scheme, AIFMD Operation, and FINRA Issues Regarding...

BROKER-DEALER - SEC and New Jersey US Attorney’s Office Bring Parallel Charges in EDGAR Hacking Scheme - On January 15, the Securities and Exchange Commission announced charges against nine defendants, alleging their...more

Dorsey & Whitney LLP

Five Settle Insider Trading Charges with SEC

Dorsey & Whitney LLP on

The SEC filed a settled insider trading case which names as defendants two attorneys, an accountant and two other individuals. The action is based on information misappropriated from a corporate director by his personal...more

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