News & Analysis as of

Auditors Anti-Retaliation Provisions

NAVEX

Anti-Money Laundering Act of 2020 Creates a New Whistleblower Award

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Congress gave compliance professionals quite the gift on New Year’s Day: a new whistleblower awards program that will allow compliance officers an easier path to seek such awards yourselves, regardless of whether you raise...more

Ballard Spahr LLP

Investment Management Update

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In This Issue: - SEC Announces First-of-Its-Kind Whistleblower Award To an Audit and Compliance Professional - SEC Issues No-Action Letter To Allow for Amendment of a Sub-Advisory Agreement without Shareholder...more

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