News & Analysis as of September 20, 2024

Audits › BaFin

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5 Key Takeaways | 2024 Emerging Trends: Delaware Unclaimed Property VDA and Multistate Audits
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I Understood There Would Be No Math: Audits, Extrapolations, and a New Set of Rules
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Germany’s New Financial Market Integrity Strengthening Act

Morgan Lewis on 3/11/2021

The Financial Market Integrity Strengthening Act includes a large number of innovations aimed at strengthening confidence in the German financial market by placing more comprehensive obligations on auditors when auditing...more

Investment Funds Update: Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on 6/27/2017

BaFin Restricts CFD Trading to Retail Clients - BaFin issued a General Administrative Act pursuant to section 4b of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) on 8 May 2017. The General...more

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Audits › BaFin

Germany’s New Financial Market Integrity Strengthening Act

Investment Funds Update: Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

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