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Holland & Knight LLP

FINRA Proposal Lets Financial Firms Hold Funds of Elder Abuse Victims

Holland & Knight LLP on

The Financial Industry Regulatory Authority (FINRA) will soon be soliciting public comment on a proposal allowing financial institutions to put a hold on customer funds and notify a customer's "trusted contact" when the...more

Bradley Arant Boult Cummings LLP

FINRA Proposes New Rule to Further Protect Seniors and Vulnerable Adults From Financial Exploitation

Bradley Arant Boult Cummings LLP on

The Financial Industry Regulation Authority (FINRA) announced a new proposed rule that will allow member firms to place a temporary hold on a disbursement of funds or securities when the firm has a reasonable belief that...more

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