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Bonds Retail Investors

Mayer Brown Free Writings + Perspectives

SEC Settles Reg BI Case Against California Broker-Dealer

On July 31, 2024, the Securities and Exchange Commission (“SEC”) announced that it agreed to settle allegations that a California-based broker-dealer sold in excess of $13 million in “L bonds,” a speculative, unrated debt...more

Goodwin

Debt Download - January 2023

Goodwin on

Welcome to Debt Download, Goodwin’s monthly newsletter covering what you need to know in the leveraged finance market. We hope your year is off to a good start!...more

BCLP

Simpler or simplistic? The Prospectus Regulation

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The European Commission has continued in its drive towards a European Capital Markets Union by proposing measures in the Prospectus Regulation which it hopes will revamp the current prospectus regime. We are told that...more

A&O Shearman

New Framework for Retail Bond Offerings Implemented; Changes Made to the Proposed Framework

A&O Shearman on

On 19 May 2016, the Monetary Authority of Singapore (MAS) and the Singapore Exchange (SGX) issued new regulations and amended rules with the aim of facilitating bond offerings to retail investors. This update will focus on...more

Morgan Lewis

Singapore Bond Market: Issuing Retail Bonds without a Prospectus

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New regulations facilitate retail investor participation in the Singapore bond market. On May 19, the Monetary Authority of Singapore (MAS) promulgated two new regulations, effective immediately, to facilitate retail...more

Dechert LLP

Financial Services Quarterly Report - Fourth Quarter 2015: Developments in the Luxembourg Financial Sector

Dechert LLP on

The Luxembourg government recently launched the “reserved alternative investment fund” – a new form of Luxembourg AIF that does not require prior approval from the Luxembourg supervisory authority, the CSSF. In other...more

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