News & Analysis as of

Breach of Duty Custody Rule

Skadden, Arps, Slate, Meagher & Flom LLP

Investment Management Update - September 2019

In this issue, we summarize regulatory, litigation and industry developments from May to September 2019 impacting the investment management sector, including SEC action on standards of conduct for broker-dealers and...more

Dorsey & Whitney LLP

This Week In Securities Litigation (Week ending May 9, 2014)

Dorsey & Whitney LLP on

The Commission issued an order which stayed the small segment of its controversial conflict mineral rule which the Court of Appeals concluded violated the First Amendment. The order does not impact the bulk of the rule. This...more

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