News & Analysis as of September 19, 2024

Breach of Duty › Neither Admit Nor Deny Settlements

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SEC Charges Private Equity Sponsor for Misallocation of Expenses on Integrated Portfolio Companies

Stinson - Corporate & Securities Law Blog on 9/23/2014

The SEC charged a private equity sponsor with breaching its fiduciary duty to a pair of private equity funds by sharing expenses between a company in one’s portfolio and a company in the other’s portfolio in a manner that...more

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Breach of Duty › Neither Admit Nor Deny Settlements

SEC Charges Private Equity Sponsor for Misallocation of Expenses on Integrated Portfolio Companies

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