News & Analysis as of

Canada Sarbanes-Oxley

Mitratech Holdings, Inc

Ethics on the Line: Hotlines in Canada vs. the US; the Impact of the Whistleblower Act on Corporate Culture

We’ve talked before about how speak-up culture is on the rise; 6,000 more anonymous hotline reports were filed in 2023 than 2022, according to the respondent of Mitratech’s 2024 State of Ethics Reporting Hotlines....more

Dorsey & Whitney LLP

The SEC’s Form F-7 Can Be Used to Conduct a U.S. Public Offering of Securities, with No Review, No Ongoing SEC Reporting, and No...

Dorsey & Whitney LLP on

Did you know that the Canada-U.S. multijurisdictional disclosure system (MJDS) includes an SEC form that does not include any minimum market capitalization requirement, and can be used to complete a public offering of...more

Dorsey & Whitney LLP

Guide to Joining the OTCQX or the OTCQB Markets for Canadian and Other Foreign Issuers

Dorsey & Whitney LLP on

The United States capital markets are among the world’s largest and most stable markets to access capital and liquidity for securityholders. In the past, many Canadian companies have elected not to access the United States...more

Blake, Cassels & Graydon LLP

Clawback Policies Gain More Ground in Canada

Despite a lack of legislative change over the past eight years, the use of “clawback” provisions—arrangements under which an employee forfeits previously awarded compensation—have become increasingly common in Canada. ...more

Dorsey & Whitney LLP

SEC Proposes to Greatly Expand Exemption from SOX 404 Auditor Attestation Requirement

Dorsey & Whitney LLP on

The SEC has proposed revisions to the definition of an “accelerated filer” that would exempt most companies that have both a public float of common equity of less than $700 million and annual revenues of less than $100...more

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