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CCO Compliance Personal Liability

Harris Beach PLLC

Two Executives and Distributor Charged for Unlawfully Distributing Controlled Substances

Harris Beach PLLC on

Rochester Drug Co-Operative, Inc. (“RDC”), one of the 10 largest pharmaceutical distributors in the United States, was recently charged along with its former Chief Executive Officer and former Chief Compliance Officer, for...more

NAVEX

Top 10 Ethics & Compliance Predictions and Recommendations for 2017

NAVEX on

Once again it’s time for our annual review of trends and events that will impact your Ethics and Compliance (E&C) program in the year ahead. This year presents a unique challenge. We are preparing our predictions...more

McGuireWoods LLP

SEC Enforcement Chief Andrew Ceresney Discusses CCO Liability

McGuireWoods LLP on

On November 4, 2015, Andrew Ceresney, director of the Securities and Exchange Commission’s (SEC’s) Division of Enforcement (Enforcement Division), delivered the keynote address at the 2015 National Conference of the National...more

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