CEA, CTA | JD Supra Law News

U.S. District Court Rebuffs ICI Challenge To CFTC Rule 4.5 Amendments

by John P. Falco, John M. Ford, Matthew R. Silver, Lisa D. Zeises | Pepper Hamilton LLP on 12/14/2012

On December 12, 2012, the U.S. District Court for the District of Columbia released its decision in Investment Company Institute v. U.S. Commodity Futures Trading Commission, rebuffing the Investment Company Institute (ICI)’s...more

Treasury Department Issues Final Determination Exempting Foreign Exchange Swaps and Certain Foreign Exchange Forwards from the...

by Ropes & Gray LLP on 11/26/2012

On November 16, 2012, the United States Department of the Treasury (the “Treasury Department”) issued a final determination (the “Final Determination”) regarding the treatment of foreign exchange swaps and certain foreign...more

CFTC Approves Conforming Amendments for CPO and CTA Regulations

by Katten Muchin Rosenman LLP on 9/12/2012

On September 5, the Commodity Futures Trading Commission published final conforming amendments to Part 4 of its regulations, which govern the operations and activities of CPOs and CTAs. These amendments reflect changes made...more

New CFTC Regulatory Regime for Private Fund Managers

by Orrick - Structured Finance Group on 8/30/2012

On April 24, the U.S. CFTC repealed the exemption from registration under the U.S. Commodity Exchange Act for private investment funds provided by CFTC Rule 4.13(a)(4). This Client Alert, written by Ed Eisert and Evelyn...more

New CFTC Regulatory Regime for Private Fund Managers

by Orrick, Herrington & Sutcliffe LLP on 8/27/2012

On April 24, 2012, the U.S. Commodities Futures Trading Commission ("CFTC") repealed the exemption from registration under the U.S. Commodity Exchange Act ("CEA") for private investment funds provided by CFTC Rule 4.13(a)(4)....more

CFTC Staff Responds to Frequently Asked Questions on CTA and CPO Registration and Compliance

by Ropes & Gray LLP on 8/16/2012

On August 14, 2012, the Commodity Futures Trading Commission (“CFTC”) Staff released guidance entitled “Division of Swap Dealer and Intermediary Oversight Responds to Frequently Asked Questions – CPO/CTA: Amendments to...more

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U.S. District Court Rebuffs ICI Challenge To CFTC Rule 4.5 Amendments

Treasury Department Issues Final Determination Exempting Foreign Exchange Swaps and Certain Foreign Exchange Forwards from the...

CFTC Approves Conforming Amendments for CPO and CTA Regulations

New CFTC Regulatory Regime for Private Fund Managers

New CFTC Regulatory Regime for Private Fund Managers

CFTC Staff Responds to Frequently Asked Questions on CTA and CPO Registration and Compliance

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