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Commodity Exchange Act (CEA) › Banging the Close

Jones Day

Trial Loss Unlikely to Significantly Alter CFTC Efforts to Police Market Manipulation

Jones Day on

The Situation: Judge Richard Sullivan of the Southern District of New York ("SDNY") recently issued a post-trial decision in a market manipulation action brought by the Commodity Futures Trading Commission ("CFTC") in 2013. ...more

Stinson - Corporate & Securities Law Blog

Second Recent CFTC “Banging The Close” Case Results In Various CEA Violations, Fines, Trading Bans

Stinson - Corporate & Securities Law Blog on

On November 25, 2013, the Commodity Futures Trading Commission (CFTC) settled with Daniel Shak and SHK Management LLC (collectively Respondents) for violating the Commodity Exchange Act (CEA). ...more

Ballard Spahr LLP

FERC Lacks Authority To Regulate Natural Gas Futures Contracts, D.C. Circuit Rules

Ballard Spahr LLP on

The U.S. Court of Appeals for the D.C. Circuit decided today that the Commodity Futures Trading Commission (CFTC) has exclusive jurisdiction over all transactions involving commodity futures contracts and that the Federal...more

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