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Compensation & Benefits › Derivatives › Securities and Exchange Commission (SEC)

Mayer Brown Free Writings + Perspectives

Proposed FINRA Corporate Financing Rule Change

Mayer Brown Free Writings + Perspectives on

On October 30, 2018, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed a proposed rule change to amend FINRA Rule 5110 (Corporate Financing Rule – Underwriting Terms and Arrangements) (the “Rule”), which is...more

Skadden, Arps, Slate, Meagher & Flom LLP

Insights Special Edition: "Dodd-Frank Rulemaking: Volcker Rule and SIFI Proposals"

Skadden, Arps, Slate, Meagher & Flom LLP on

Dear Clients and Friends: In October, federal agencies proposed two new sets of regulations under the Dodd-Frank Act. The proposals — to implement the Volcker Rule and to create standards to designate certain nonbanks...more

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