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Corporate Bonds Broker-Dealer

A&O Shearman

International Organization for Securities Commissions Publishes Report on Liquidity in Corporate Bond Markets Under Stressed...

A&O Shearman on

The International Organization for Securities Commissions has published a report studying the effect of stressed market conditions on liquidity in corporate bond markets. The report arose out of concerns about liquidity in...more

McGuireWoods LLP

SEC Charges Group of Unregistered Broker-Dealers Trading in Corporate Bond Market

McGuireWoods LLP on

Last week, the Securities and Exchange Commission (SEC) charged more than 20 individuals and companies with violations of the Securities Exchange Act of 1934 (the Exchange Act) related to the buying and selling of...more

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