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Corporate Financing Rule Securities and Exchange Commission (SEC) Exchange Traded Funds

Morrison & Foerster LLP

SEC Approves Amendments to FINRA’s Corporate Financing Rule

Broader Availability of Termination Fees and Rights of First Refusal - Elimination of Filing for Certain ETFs: In May 2014, the SEC approved FINRA’s proposed amendments to Rule 5110, commonly called the...more

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