News & Analysis as of

Canada Revenue Agency European Securities and Markets Authority (ESMA)

Hogan Lovells

Securities and markets regulatory news, May 2021 # 3

Hogan Lovells on

UK EMIR: BoE consults on modifications to DTO to reflect interest rate benchmark reform - The Bank of England (BoE) has published a consultation paper setting out its proposal to modify the scope of contracts that are...more

A&O Shearman

Final EU Guidelines on EU Credit Rating Agency Disclosure Obligations and Advice on Sustainable Finance in the Credit Rating...

A&O Shearman on

The European Securities and Markets Authority has published two documents relating to sustainable finance in the credit rating sector. The first document is technical advice for the European Commission, responding to the...more

A&O Shearman

European Commission Updates Credit Rating Agencies Regulation Equivalence Decisions

A&O Shearman on

The European Commission has published a series of draft Implementing Decisions on the equivalence with the EU Credit Rating Agencies Regulation of the credit rating regimes of certain non-EU countries. The Implementing...more

Orrick - Finance 20/20

ESMA Publishes Consolidated Guidelines on the Application of the Endorsement Regime Under CRA Regulation

Orrick - Finance 20/20 on

On March 20, the European Securities and Markets Authority (ESMA) published the official translations of its consolidated guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating...more

Orrick - Finance 20/20

ESMA Fines Fitch CRAs for Breaching Conflict of Interest Requirements

Orrick - Finance 20/20 on

On March 28, ESMA fined three credit rating agencies, all belonging to the Fitch Group, a total of €5,132,500, in relation to breaching the conflict of interest requirements under the CRA Regulation (1060/2009) (CRAR). ...more

A&O Shearman

Statement by EU Supervisory Authority Confirms No EU Transitional Measures For UK Credit Rating Agencies and Trade Repositories on...

A&O Shearman on

The European Securities and Markets Authority has issued a public statement urging customers of credit rating agencies and trade repositories to prepare for a "no deal" Brexit. The European Market Infrastructure Regulation...more

Orrick - Finance 20/20

ESMA Confirms That Canada and South Africa Will Continue to Meet All CRA Regulation (Regulation 1060/2009) Requirements From June...

Orrick - Finance 20/20 on

The European Securities and Markets Authority (“ESMA“) has on April 4, 2018 published a press release which confirms that Canada and South Africa will continue to meet all requirements for endorsement under Art 4(3) of the...more

A&O Shearman

EU Authority Seeks to Clarify the Third-Country Endorsement Regime for Credit Ratings

A&O Shearman on

The European Securities and Markets Authority has opened a consultation on proposed supplementary guidance on the application of the endorsement regime under the EU Credit Rating Agencies Regulation. The CRA Regulation...more

A&O Shearman

EU Authority Acts on New Third-Country Endorsement and Equivalence Regime for Credit Ratings

A&O Shearman on

The European Securities and Markets Authority has published updated Guidelines on the application of the endorsement regime and Technical Advice on the equivalence of certain third-country legal and supervisory frameworks...more

Dechert LLP

Asset Management Regulatory Roundup - September 2017 - Issue 5

Dechert LLP on

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details on the European Commission’s consultation on post-trade barriers, the responses received...more

Orrick - Finance 20/20

ESMA Consultation on Validation and Review of Credit Rating Agencies’ Methodologies

Orrick - Finance 20/20 on

On July 13, 2016 the European Securities and Markets Authority published a new consultation paper relating to Credit Rating Agency methodologies. This follows on from a discussion paper published on November 17, 2015 and an...more

Cadwalader, Wickersham & Taft LLP

CRA3 – Final Draft Regulatory Technical Standards in relation to Disclosure Requirements for Structured Finance Instruments

On 24 June 2014, ESMA published its Final Report on the draft regulatory technical standards under CRA3. With respect to structured finance instruments, the Final Report sets out draft standards for the information to be...more

Orrick - Finance 20/20

EBA Publish Final Draft RTS on Equity Exposures

Orrick - Finance 20/20 on

On August 5, EBA published its final draft regulatory technical standards (RTS) specifying the treatment of equity exposures according to Article 495(3) of Regulation No 575/2013 Capital Requirements Regulation (CRR). ...more

Dechert LLP

CRA3: ESMA publishes final draft Regulatory Technical Standards on disclosure requirements for Structured Finance Instruments

Dechert LLP on

Executive Summary - Following the consultation paper published by the European Securities and Markets Authority (ESMA) in February 2014, on 24 June 2014 ESMA published its final draft of the Regulatory Technical...more

14 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide