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Orrick - Finance 20/20

CFTC Announces Measures to Enhance Protection of Customer Funds

Orrick - Finance 20/20 on

On August 8, 2016, the U.S. Commodity Futures Trading Commission (CFTC) announced three separate enhancements relating to the protection of customer funds. ...more

Holland & Knight LLP

FINRA Proposal Lets Financial Firms Hold Funds of Elder Abuse Victims

Holland & Knight LLP on

The Financial Industry Regulatory Authority (FINRA) will soon be soliciting public comment on a proposal allowing financial institutions to put a hold on customer funds and notify a customer's "trusted contact" when the...more

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