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Disclosure Requirements Corporate Bonuses

Burr & Forman

FINRA Moves Forward With Proposed Rule Requiring Disclosure Of Recruitment Bonuses

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FINRA has submitted a proposal to the SEC to adopt FINRA Rule 2243 (Disclosure and Reporting Obligations Related to Recruitment Practices). In FINRA’s words, Rule 2243 would require, in some cases, “specific disclosure by...more

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