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Disclosure Requirements Credit Rating Agencies

Goodwin

CFPB To Revisit Trump-Era QM Final Rules

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In this Issue. The Consumer Financial Protection Bureau (CFPB) issued a statement announcing its intention to revisit Trump-era qualified mortgage (QM) final rules; the Biden Administration announced changes to the Small...more

Dorsey & Whitney LLP

SEC Sanctions Another Entity For Not Following Its Procedures

Dorsey & Whitney LLP on

A continuing focus of SEC enforcement is compliance by entities with their disclosed procedures. The Commission’s latest action in this regard resulted in the payment of $6 million by a Credit Rating Agency that not only...more

Morgan Lewis

New Credit Rating Agency Rules Offer Insight into Public Company Internal Controls

Morgan Lewis on

The SEC has adopted credit rating agency rules for Nationally Recognized Statistical Rating Organizations (NRSROs), which include requirements relating to NRSROs’ internal controls. The Dodd-Frank Act requires NRSROs to...more

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