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Disclosure Requirements MTFs

Proskauer Rose LLP

UK Short Selling Notification Threshold Reduced to 0.1% and to Apply to Both Regulated Markets and MTFs...

Proskauer Rose LLP on

On 6 January 2021, the HM Treasury published the Short Selling (Notification Thresholds) Regulations 2021 (the “Regulations”). The FCA has updated its webpage on the notification and disclosure of net short positions to...more

Morrison & Foerster LLP

EU Market Abuse Regulation - Requirements for U.S. Issuers

Morrison & Foerster LLP on

The EU Regulation on Market Abuse (“MAR”) came into effect on 3 July 2016, replacing the previously existing Market Abuse Directive and expanding the application of the EU’s market abuse regime. In addition to detailing...more

A&O Shearman

Romanian Legal Update: A new Market Abuse regime under directly applicable EU legislation

A&O Shearman on

Regulation 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (also known as the Market Abuse Regulation, hereinafter referred to as MAR) became directly applicable in all EU Member States...more

Latham & Watkins LLP

Europe’s New Market Abuse Rules For Issuers of Debt Securities

Latham & Watkins LLP on

European Market Abuse Regulation 2016 imposes new obligations for issuers of debt securities traded on multilateral trading facilities. The European Parliament and the Council of the European Union have adopted a new...more

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