News & Analysis as of September 22, 2024

Failure to Notify

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Court Limits Scope of SEC Disgorgement In Case Involving Failure to Disclose Beneficial Interests

Mintz - Securities & Capital Markets... on 8/5/2014

Just last week, Judge Scheindlin from the Southern District of New York precluded the SEC from seeking wide-ranging disgorgement in an order issued in the SEC v. Wyly, 10-cv-5760 (S.D.N.Y.) case....more

Inside M&A - Winter 2013

McDermott Will & Emery on 2/22/2013

In This Issue: - FCPA Due Diligence is Critical to Avoid Successor Liability in Cross-Border Transactions - China’s Merger Control Rules...more

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Disclosure Requirements › Securities and Exchange Commission (SEC) › Failure to Notify

Court Limits Scope of SEC Disgorgement In Case Involving Failure to Disclose Beneficial Interests

Inside M&A - Winter 2013

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