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DTCC Investment Management

White and Williams LLP

The Big Change in Cybersecurity Regulation That No One Is Talking About

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The close of 2019 witnessed a significant development in data security law that impacts companies regulated with respect to or engaged in the trading of public securities, as well as those companies that provide services to...more

Blank Rome LLP

Regulatory Update and Recent SEC Actions - January 2019

Blank Rome LLP on

Fund and Investment Management January 2019 (No. 1) REGULATORY UPDATES Policy Initiatives Set Forth by the U.S. Securities and Exchange Commission’s (“SEC”) Investment Management Division On September 28, 2018, Division of...more

K&L Gates LLP

Unpacking the Australian OTC Derivative Reporting Regime

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The Australian government has released draft regulations implementing a single sided exemption from the trade reporting regime for over-the-counter (OTC) derivatives. Consultation on the regulations closed in late June and...more

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