News & Analysis as of

E-Filing Securities and Exchange Commission (SEC)

Perkins Coie

Preparing for the 2023 Public Company Reporting Season

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The U.S. Securities and Exchange Commission (SEC) had a busy 2022, adopting a number of new rules and proposing additional rules, many of which are likely to be finalized over the next several months. In November, Glass Lewis...more

Alston & Bird

SEC Proposes Amendments to Rule 144 and Form 144

Alston & Bird on

The Securities and Exchange Commission takes a new tack for holding periods for market-adjustable convertible securities. Our Securities Group dives into the many proposed changes that aim to reduce the risk of unregistered...more

Alston & Bird

Six Steps to Prepare for the SEC’s New Electronic Signature Amendments

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The Securities and Exchange Commission has signed off on new rules for e-signatures. Our Securities Group examines the new authentication procedures and outlines how to start using an electronic signature process....more

Akin Gump Strauss Hauer & Feld LLP

Updated: The Practical Impact of the Government Shutdown for Private Parties

The new 116th Congress convened on Thursday, January 3, 2019 as the partial government shutdown, carrying over from the prior Congress, continued into the new year and has now outlasted previous shutdowns. Although the...more

Burr & Forman

SEC Proposes Changes to Admin Forum

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The SEC has announced a series of proposed changes to the Rules of Practice governing its internal enforcement actions. The changes update the decade-old Rules and respond in small part to a groundswell of criticism about the...more

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