News & Analysis as of

Enforcement Alternative Investment Funds

Faegre Drinker Biddle & Reath LLP

Reg BI: What’s Going On and What May Happen Next?

SEC Chair Gary Gensler has not publicly stated much regarding Reg BI since Spring of this year. Generally, though, the messaging from SEC leadership regarding the Division of Examinations and the Division of Enforcement...more

Dorsey & Whitney LLP

SEC Files Another Action Centered On IA Nikolai Battoo

Dorsey & Whitney LLP on

Alternative investment manager Nikolai Battoo appeared to be the all-American success story. He began as a Florida cook and rose to manage over a billion dollars in assets. He attracted investments from investors across the...more

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