News & Analysis as of September 23, 2024

Enforcement › High-Speed Trading

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SEC Institutes Proceeding Against High Speed Trader – But Not For Trading

Dorsey & Whitney LLP on 9/18/2014

High speed trading is a frequent topic of discussion in the securities markets. Books have been written about it such as Michael Lewis’ “Flash Boys” and Scott Patterson’s “Dark Pools.” Hearings have been held on Capitol Hill...more

SEC Charges Tied to the Lack of An Algorithm

Dorsey & Whitney LLP on 7/8/2014

High speed trading and the use of algorithms is a key topic of debate. An investment strategy centered on an algorithm for use in the currency markets is at the center of a settled administrative proceeding filed by the...more

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Enforcement › High-Speed Trading

SEC Institutes Proceeding Against High Speed Trader – But Not For Trading

SEC Charges Tied to the Lack of An Algorithm

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