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Katten Muchin Rosenman LLP

FINRA Proposes Rule Change that Would Require Reporting OTC Equity Transactions Within 10 Seconds

Katten Muchin Rosenman LLP on

The Financial Industry Regulatory Authority has filed a proposed rule change requiring trades and trade cancellations in over-the counter (OTC) transactions in National Market System stocks and OTC equity securities (as...more

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